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Discussion Paper 1 in 2011
First published in ejcjs on
31 January 2011
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Dealing with Complexity in
Japanese Defense Politics
The Next Generation of Good
Subject-Matter Questions
by
Daniel Clausen
PhD Candidate
Florida International University
e-mail the author
Abstract
At a time when the trajectory of Japanese defense politics seems
particularly uncertain, this article asks the question: What is the next
generation of good subject matter questions regarding Japanese defense?
Through an exploratory essay that reviews both the classics of Japanese
defense issues and newer entries into the cannon, this essay argues that
there are least four areas that are ripe for inquiry: 1) the trilateral
relationship between Washington-Tokyo-Okinawa and the potential explosive
effects of micro-politics in this area; 2) an examination of security
rhetoric and the potential emergence of new leadership able to shape
security debates; 3) an exploration of the way leaders balance internal
social needs, issues of national self-esteem, and external threats; and 4)
an examination of possible futures through the alternative scenario
approach. The essay concludes by arguing that analytically eclectic
approaches to the subject of Japanese defense politics—approaches that keep
an open mind about what constitutes a 'threat' and how policy makers balance
the various demands of an impatient public—will prove indispensable in
understanding the evolution of security policy.
Keywords
Japan; security policy; defense politics; securitization;
alternative scenarios; analytical eclecticism
Acknowledgements
I would like to thank Professor Sohma Katsumi for her
lecture at the Southern Japan Seminar, March 2010. Her thoughtful insights
inspired me to explore this subject further through the act of writing.
Introduction: Coping with Uncertainty in Japanese Defense Politics
Recently, what seems like a relatively fuzzy picture of Japan's future
defense trajectory has become even more unclear. While the issue of the
Futenma air base relocation has been temporarily resolved (though the thorny
problem of implementing the agreement remains), other issues seem
perpetually deferred: revision of Article 9, the peace clause of the
constitution; the move toward a more independent security posture; efforts
to build a regional security order; evolving legal guidelines and normative
frameworks on the use of force, especially the issue of collective self
defense. As defense futurologists have written, even as one goes about
examining the most probable trajectories analysts should also try to imagine
as best as possible 'focal events' that have the potential to change the
relative likelihood of future scenarios (Lockwood and Lockwood 1993).
Recently, several soft focal events have changed the long-term trajectory of
Japanese defense futures in subtle but still largely indeterminate ways: the
displacement of the long-ruling Liberal Democratic Party (LDP) by their
rival the Democratic Party of Japan (DPJ) and the resignation of DPJ Prime
Minister Hatoyama Yukio over the Futenma debacle ostensibly seem like major
events—though analysts warned us not to expect too much change (Chanlett-Avery
et al 2009; Green and Szechenyi 2009; Konishi 2009). These quasi-focal
events have occurred in a context of long-term demographic and attitudinal
changes that may erode the foundation for anti-militarism (Kliman 2006);
despite changing public attitudes, however, Japan's anti-militarist identity
has proven surprisingly resilient (Oros 2008), even in the face of apparent
provocations from China and fears of military conflict on the Korean
peninsula.
Perhaps most importantly, Japan's long-term
economic structural problems and its expanding public debt will also impact
how the government sees its defense posture. Its declining ability to
project economic leadership in the Asia-Pacific region may even create
incentives for Japan to see expanded military modernization as a route to
regaining much needed prestige in the region. As recent scholarship by Lebow
(2008, see also Wendt 1999) suggests, any analyst interested in Japan's
defense politics should not discount how issues of prestige and
self-confidence impact how states relate to the outside world. With all of
this uncertainty, those interested in Japanese defense politics may take
some comfort in Sohma's diagnosis that policy choices will be 'deep-rooted
in Japanese culture: that is, compromise, moderate and seek a sense of
balance' (2010: 7). Indeed, the current consensus is that despite instances
of momentary political theater, the occasional faux pas, or
misunderstanding, Japanese defense policy remains relatively consistent with
the past (see for example, Green 2009; Easley et al 2010). For the
most part, Samuel's (2008) diagnosis that Japan will seek a policy that is
neither too hot, nor too cold (the Goldilocks thesis) seems to be the most
germane. In short, Japan will most likely: continue to promote Asia's
nascent multilateralism within the comfortable protection of US extended
deterrence, continue to promote a restrained military modernization program
to hedge against a rising China, while also retaining as best as possible
its commitment to its anti-militarist security identity, including
'civilian' contributions like human security and anti-nuclear diplomacy.
For the purpose of this paper, however, I would like to suspend the ease
that this diagnosis—and the consensus behind it—might provide to scholars of
Japanese defense politics. What if the perpetual immobilism (Curtis 1999,
Stockwin 2008) of the Japanese political system truly did produce a 'focal
event' in the form of severe political crisis? What if the local base
politics of Okinawa evolved beyond the ability of Washington and Tokyo to
manage it? What if another charismatic leader (someone similar to PM
Koizumi) was able to seize an opportunity (fortuna) to radically
change the dynamic of defense politics?
As part of the larger project of keeping an open
mind about the evolving future of Japanese defense policy, this essay will
review recent literature on Japan's security politics. While some of these
articles (Chanlett-Avery et al 2009; Green and Szechenyi 2009; Konishi 2009;
Sohma 2010) look at the possible role the DPJ will play in changing defense
policies, others look specifically at the US-Japan alliance. One especially
ambitious project conducted as part of the Center for Strategic and
International Studies' (CSIS) Young Leaders program examines future
scenarios for the bilateral relationship. Other essays help to shed light on
the particular problems of the 'burden' of US bases on Okinawa; these
articles help to shed light on how the micro-politics of bases, money, and
military opposition have the potential to migrate into the macro-politics of
alliance management.
By exploring this literature, I will attempt to evaluate the 'state of
the art' on Japanese defense politics and to identify the next generation of
subject matter questions for scholars and defense analysts. In reviewing
this literature, this essay will be unabashedly speculative, exploratory,
and eclectic in perspective. As the proponents of analytical eclecticism
argue, detaching, comparing, and synthesizing competing explanatory sketches
is a pragmatic way of denaturalizing terms of reference that at first sight
may seem obvious or trivial, but that on further reflection may actually be
crucial for deepening understanding (see Katzenstein and Sil 2004;
Katzenstein and Okawara 2004; Carson and Suh 2004). For this reason, it is
important when looking at issues of 'defense' not to automatically privilege
'external' threats like Chinese military modernization over 'internal'
social threats like the erosion of the Japanese countryside or the
ontological security (i.e. knowing who 'we' are) provided by the close
association of workers with companies. In short, politicians may be seeking
a balanced approach that deals with a number of insecurities simultaneously
in ways that are hard to disaggregate. In a sense, clearing ground for a
broader conception of security has always been easier for Japanese subject
matter specialists than for security and strategic studies scholars more
generally, since Japan has had a history of imagining security as
comprehensive (for example, see Katzenstein and Okawara 2004: 102). For this
reason, I believe that scholars of Japanese security politics have much to
teach the broader field of security.
Though I have tried to be as thorough as possible, my exploration of the
literature has led me to focus on several themes at the expense of others.
For the purpose of this essay I have divided my literature review into these
sections: 1) the trilateral relationship (Washington-Tokyo-Okinawa) and the
potential explosive effects of micro-politics; 2) an examination of security
rhetoric and the potential emergence of new leadership able to shape the
security debate; 3) an exploration of the balance between internal threats
to social welfare, issues of national self-esteem, and external threats; and
4) an examination of possible futures through the alternative scenario
approach. I will then conclude the essay with some suggestions for key
research questions for future exploration.
The Trilateral Relationship and the Radical Potential of Okinawan
Micro-politics
Since the resignation of PM Hatoyama and the (temporary?) resolution of
the Futenma airbase issue it seems like the US and Japan can once again
settle into the mundane processes of managing its relationship. The larger
question, however, still remains: Does the Okinawa base issue represent a
'black ship' for US-Japan relations (Masaaki 2003: 62)? Certainly, the
strength of Okinawan activism in the recent past and the resistance of
Nago's mayor to the current relocation plans for the airbase suggest that
implementing the agreement may prove troublesome, but how do these
micro-political questions affect the macro-politics of Japanese defense
policy? Quite of a bit of scholarship encourages us to look at the issue not
as a bilateral issue, but rather as a trilateral one amongst Tokyo,
Washington, and Okinawa (Cooley and Marten 2006; Hook and Siddle 2003;
Masaaki 2003). Those who study Okinawan base politics often point to the
special position of Okinawa as simultaneously domestic and foreign within
the Japanese political imagination. Okinawa has been described as the
internally colonized, as the frontier within Japan's borders, and as the
'periphery within' (Hook and Siddle 2003; Toshiaki 2003). For these
scholars, understanding the various ways the history and culture of the
Ryukyu Islands has made it distinct from mainland Japan is indispensable for
explaining why it has been the host of a little under three quarters of US
forces in Japan for so long, as well as the sense of victimhood felt by
Okinawans.
Throughout its history Okinawa has continuously been involved in a
triangular relationship with mainland Japan and other actors: first between
Japan and China, then during the Meiji period and beyond in the structural
relationship between Japan and Taiwan, and now in the relationship between
Japan and the US (Toshiaki 2003). For many, this history is marked by
intense moments of victimization that begin with the subordination of the
Ryukyu Kingdom to mainland Japan in 1609, includes the starvation period of
the 1920s, stretches into the traumatic battle of Okinawa where islanders
felt they were abandoned by the mainland, and then culminates in the
contemporary period where the 'kichi mondai' (base problem) continues
to symbolize Okinawan victimhood. Thus, the metaphor of rape was strong even
before the infamous 1995 gang rape of a 12-year-old school girl by military
personnel (Hook and Siddle 2003: 11). The metaphor of rape continues to
signify a diminished Okinawan sovereignty and political authority.
In order to think through the future of the US-Japan bilateral
relationship, one must also understand the way security politics interacts
with Okinawan interests and identity. While the presence of the bases
continues to symbolize Okinawan victimhood and subordination, the role the
bases play in the local economy helps to keep the bases where they are. In
addition to the employment opportunities the bases provide, Cooley and
Marten (2006: 573-4) argue that an array of well-targeted compensation
packages by the mainland help to maintain public consent; these
compensations include rents for local land owners at above fair market
price, 'burden-easing' payments that fund public projects, compensation for
citizens who bring forward complaints, and an array of public works
projects. Cooley and Marten argue that regular civil activities that focus
on the bases cannot be easily separated from these compensation packages.
Even though acts of protest help to maintain the culture of antimilitarism,
these acts also raise the value of Tokyo burden payments to Okinawans
(Cooley and Marten 2006: 571). Though Cooley and Marten perhaps characterize Okinawan identity
a bit too instrumentally, their explanation does help explain the perverse
dynamic between bases, public outrage, and Tokyo's financial incentives. One
could even suggest that because 'Okinawan norm entrepreneurs are more likely
to secure compensation payments from Tokyo if they bring complaints about
incidents that evoke the most historically disruptive and socially offensive
aspects of the American presence' (Cooley and Marten 2006: 576), the
incentive structure of burden payments does more to feed Okinawan antipathy
than to assuage it.
As this scholarship demonstrates, it's not enough to think of Okinawans
as passive victims in the trilateral relationship. One needs also to
understand the way popular forms of activism, including mass protest and
semi-structured violence, have the potential to radically change the
relationship between Okinawa, Washington, and Tokyo. These forms of activism
serve as outlets for popular anger and reassert Okinawan agency in ways that
resonate with Japanese popular sympathy, thus threatening Washington and
Tokyo's control over the situation. One way to think about this agency is to
imagine what might happen if another brutal crime on par with the 1995 rape
incident occurred. As Masaaki writes: 'If a situation were to occur in which
a large number of lives or property in Okinawa were threatened in an instant
or in which the US troops who have been the assailants become the assaulted,
the domestic political ramifications in each country would most certainly be
considerable. The reaction to this situation could be so strong, that it
could spread beyond the control of either government' (2003: 71). Such
instances of protest and mob violence are not unheard of. For example,
Aldous (2003) writes a provocative article detailing Okinwawan civic
activism on and around the Koza riots of December of 1970. Around this time,
when Okinawans thought US troops were being let off the hook for traffic
accidents, citizens would stand watch to ensure that US soldiers did not
leave the scene of an accident or that evidence did not go mysteriously
missing. When a US soldier was acquitted after hitting and killing an
elderly Okinawan woman in December of 1970, mob violence led to the
destruction of seventy-three cars owned by US servicemen and an incursion
into Kadena airbase (Aldous 2003). The 1995 gathering of 80,000 citizens to
protest the brutal gang rape incident is another poignant example of the
strength of popular activism. In more recent history, popular rage at Prime
Minister Hatoyama's decision not to move the Futenma airbase outside of
Okinawa spurred widespread protests. While it remains to be seen whether
such actions will rest control out of the hands of Washington or Tokyo, one
should not overlook the potential for local political agency to radically
influence macro-defense policy.
Who Will Speak Security?: Examining Issues of Security Leadership
Since its inception as a merger of four smaller parties in the late
1990s, the DPJ has put up staunch resistance to PM Koizumi and the LDP's
security policy of close and deep bilateral support for the US security
agenda, instead advocating a more Asianist approach. In its manifesto, the
DPJ promised a more 'equal' and 'autonomous' relationship with the US,
including a drastic review of Host Nation Support (HNS) and the Status of
Force Agreement (SOFA) (DPJ 2009: 28). Many have regarded this rhetoric
during the DPJ's opposition years as little more than a tactic for raising
the political costs of close ties with the US for the ruling LDP; instead of
signifying a coherent ideological position toward Asianist foreign policy,
this rhetoric actually hid deeper divisions over defense policy within the
party. Defense scholars predicted after the DPJ's stunning victory in August
of 2009 that the party would moderate its stance in order to maintain
alliance cohesion and focus on domestic issues (Konishi 2009; Green and
Szechenyi 2009; Chanlett-Avery et al 2009; Easley et al 2010; Sohma 2010).
Though these predictions have largely proven correct, it was the failure of
PM Hatoyama to moderate expectations sooner—and especially to moderate the
expectations of coalition partners in the upper house—that led to the
Futenma debacle, his resignation, and played no small part in the losses in
the upper house election following his departure. Thus, despite early hopes
that the DPJ would change Japanese politics by strengthening the executive
branch and resting control away from the bureaucracies, we now see a
situation much like that during the 90s and following PM Koizumi's departure
in 2006—a series of political blunders, scandals, and political maneuvering
leading to a stagnated political process.
In the backdrop to this political stagnation, the fifty-year old US-Japan
security treaty seems to be the one constant that the Japanese people can
count on. Perhaps, however, the bilateral relationship has also created negative
externalities in other areas; one commentator even suggests that the
alliance structure is undermining Japanese democracy (Arudou, June 1, 2010).
In an editorial for the Japan Times, Arudou (2010) asks rhetorically
whether the US needs to continue to keep the genie (of Japanese militarism)
in the bottle through a continued US military presence. I do not think there
are any easy answers to the question of what constitutes the structural base
for Japanese political immobilism. At best, these associations between the
close proximity of US military forces and the postwar lack of strong
executive leadership tell only part of the story. The narrative of Japanese
militarism has deeper roots that extend beyond the US military presence into
the political relations of the Asia-Pacific region and even into the minds
of many Japanese citizens (though this attitude seems to be declining
through generational turnover). Creating a more complete understanding of
how security issues undermine Japanese politics requires asking questions
about the relationships between larger narrative structures and the role of
Japanese politicians as narrating agents. Regarding larger security
narratives, we need to ask how designated agents have either countered
historical narratives, drawn on the resources of the narrative, or attempted
to reform the narrative from the inside. In short, I think a more complete
story must include an examination of the relationship between
politicians—most notably prime ministers—and their attempts to 'speak
security' to the public.
The Copenhagen school of 'securitization' studies—a combination of speech
act theory, constructivism, and sophisticated forms of political
geography—provides some important theoretical insights (Buzan et al 1998;
Buzan and Waever 2003). This approach guides us to ask important questions
about the act of speaking security. In particular, it asks us to think about
who speaks security; but it also, asks us to consider this question in a
context of facilitating conditions (social and material contexts at all
levels), and in terms of an audience whose consent security speakers depend
on. Thus, we might think of the prime minister, the Japanese public, and the
various historical structures as involved in a dynamic relationship. The
emphasis, however, is on how the prime minister and other politicians either
speak or fail to speak security within this relationship.
In the recent past, it should be noted that PM Hatoyama attempted to step
into the role of a securitizing agent. In his political rhetoric, he
depicted US-style capitalism as a threat to the Japanese way of life (see
his translated editorial in the New York Times, Hatoyama, August 26,
2009). In terms of the old alliance problem of abandonment and entrapment,
where PM Koizumi came down on the side of abandonment and thus espoused
greater jointness with the US, PM Hatoyama came down on the side of
entrapment and thus espoused greater autonomy and enhanced citizen's rights.
It was apparent, however, that while Hatoyama and the DPJ's rhetoric found
an attentive audience during the heavy handed unilateralist policies of
President George Bush II, the mood of the public has since shifted. In his
handling of security issues, PM Hatoyama was both too stubborn in his
original stance, and then when times called for change, his attempts to
shift on the subject seemed like little more than indecision. In the
language of the Copenhagen school, PM Hatoyama as a speaker of security
failed to heed the needs of his audience. PM Hatoyama also violated several
important rules of speaking security in the Japanese context, in Sohma's
words, he was unable to 'seek a sense of balance' (2010: 7). Though part of
the issue was the fantastic promises the DPJ had made during their historic
campaign, part of the problem could also be found in the character of PM
Hatoyama. Whereas PM Koizumi was patient where patience was needed and bold
when opportunity allowed, PM Hatoyama always seemed aloof and ill
synchronized with the needs of the situation. Thus, (in the opinion of the
author) it wasn't the ideas themselves that were the issue—an equal
partnership, greater engagement with Asia, greater emphasis on citizen's
rights—but rather, the manner in which they were pursued. If PM Hatoyama had
moved subtly, performed competently in other tasks, and waited patiently for
that fickle thing called fortuna then perhaps he would have had a
chance to promote his security agenda.
To return to the point made in the Japan Times editorial that US
bases stifle Japanese democracy, what we might want to say is that with
regards to security issues the US military presence and extended deterrence
create a dilemma for politicians seeking to speak the language of security.
Because the bases have been part of a structure of Japanese security from
external threats for over fifty years and because significant parts of the
population associate Japanese militarism with insecurity, the ability of
Japanese prime ministers to speak security has not been muted, but rather,
diminished. The question thus remains: Who will be the next politician to
master the language of security in Japan? My early thoughts on the matter
are that whoever that person is must have strong competence to govern, a
sense of political theater, and the patience to wait for fortuna.
Rethinking Balances of Power: Balancing External Threat, Social Welfare,
and Self-Esteem
As commentators on Japanese politics have argued (Curtis 1999;
Stockwin 2008), the default setting of Japanese politics can best be
characterized as gradual change based on consensus with frequent episodes of
immobilism when this consensus collapses. However, one important question
must be asked: Given the deep tensions between public fiscal deficits, the
anxieties of the Japanese people regarding social welfare issues, and the
external threats from a belligerent North Korea and a modernizing China, how
long will the Japanese people tolerate a political system in gridlock, and
what are the consequences of prolonged immobilism?
In a perfect world, DPJ politicians would find the ideal balance of
policies to meet all of Japan's needs: the need for external security, the
need to preserve the quality of life of its citizens, and the need for meaningful participation in international society. Of these three needs, at
least two issues are well represented in the literature. The need for
external security is well represented in research that posits 'reluctant'
(Green 2001, 2009) or 'transitional' (Kliman 2006) realism as the best
paradigm for explaining Japanese security policy. In this literature, the
threats of a rising and modernizing Chinese military force and an
unpredictable and belligerent North Korea slowly erode the foundations of
domestic anti-militarism. The second issue, the need to preserve Japanese
quality of life, is well represented by studies that note the importance of
security savings through Japanese cheap riding on US extended deterrence
(Samuels 2007; Kawasaki 2001; also see Harris 2010 and Easley et al
2010). These studies note that Japanese politicians view the one percent GDP
cap on defense spending as indispensable for sustaining Japan's status as a
'living standard great power' and continuing to fight domestic economic
stagnation. A third need, I would argue, is under-represented in the
literature—collective self-esteem. Much literature notes the way a domestic
culture of anti-militarism restrains what can and cannot be done within
Japanese defense policy (Katzenstein 1996; Berger 1999; Oros 2008). What
needs to be emphasized is the way this culture of anti-militarism shapes the
way Japan pursues prestige within international society. These measures
include Japan's 'civilian' contributions of anti-nuclear diplomacy, human
security and environmental diplomacy, and official development assistance (ODA).
As recent constructivist scholarship (Lebow 2008; Wendt 1999)
demonstrates, respect and standing are essential goals of mature states,
reflecting the need of citizens for self-esteem though meaningful social
activity. What I think remains a greatly unexplored element in Japanese
politics is the way civilian contributions either provide or fail to provide
Japan with opportunities for recognition. The need for esteem in
international society can be seen in the crisis that occurred following
Japan's performance in the first Gulf War, where Japan's hefty financial
contribution but failure to dispatch troops was derisively labeled 'pay
check diplomacy.' While realists would argue that this crisis was fueled by
the prospect of abandonment by the US, I would argue that this crisis
reached deeper than fears over abandonment. It also threatened Japan's
self-image as a model global citizen. Similarly, Japan's economic decline
has also diminished the extent to which citizens can take pride in the
superiority of their business practices as a model for the world. With this
in mind, I think that it becomes important to consider the way militarist
and anti-militarist stances connect domestic society and public servants
with global society—either providing or failing to provide the self-esteem
Japanese citizens and elites crave.
For this reason, I suggest that students of Japanese defense politics
consider less the concept of the traditional balance of power among states,
and instead conceptualize the way defense politics balance the various needs
of an impatient citizenry. Instead of placing the unified Japanese
nation-state as an actor within the anarchic system, this explicitly more
foreign policy analysis-oriented approach places the Japanese politician in an
awkward position of negotiating the need for protection against external
threats, with the need to meet domestic expectations for social welfare, and
the need for prestige within global society. This balance is dynamic and
always in flux.
Currently, the main issue is the domestic state of the economy, the issue
of government deficits, and the long-term 'threat' these issues present to
Japanese welfare. As Harris (2010) predicts, current DPJ maneuvers seek to
leverage US military support to counter this threat: 'What I wonder is
whether the DPJ's renewed interest in the security relationship is a
function of its focus on deficit reduction' (paragraph 12). The strategy of
minimizing defense expenditures within the blanket of US extended deterrence
is wise if it leads to the reform of the economic and political system of
Japan in a way that allows it to address all three needs more efficiently in
the future. Any long-term failure to address the contradictions of the
economic and political system means that crises in the area of domestic
welfare could migrate into other areas. As the Japanese system becomes more
discredited in the eyes of other countries in the region and as its ability
to provide leadership on global issues with civilian leadership erodes,
Japan's need for prestige in global society may lead ironically to an
intensified regional security dilemma. The fall of Japanese prestige mixed
with rising adulation of China may create the permissive conditions for a
transition away from Japan's anti-militarist identity. In this scenario,
greater military spending and shifts away from legal constraints (including
the revision of Article 9) may be seen as the only way to simultaneously
counter Chinese power and re-secure Japanese honor and standing within
international society. Special emphasis, however, must be placed on the
'may' of this scenario. Admittedly, this scenario would go against much of
the thickening of international society that has taken place through the
actions of the EU, Canada, Japan, and other countries through the United
Nations and various other international forums with regards to human
security, collective security, and human rights; worse, this scenario fits
too easily with the 'genie in the bottle' narrative alluded to above
(although, I would never argue that there is anything inherently militarist
about Japanese society or that Japanese civil society is any easier to dupe
than other democratic public). However, the historical legacy of Japan's
militarism in the Asia-Pacific region means that even minor shifts toward
more assertive militarism or militarist rhetoric would exacerbate the
security dilemma in the region.
Much Ado about Scenarios: Three Images of the Future
One productive way to think through the issues of Japanese defense
politics is through the alternative scenario approach. As part of the Center
for Strategic and International Studies (CSIS) annual Japan-US Security
Seminar, discussions were held and a monograph produced probing different
scenarios over the next 20 years. The monograph explored three plausible
scenarios over this time period: the development of a rich regional
architecture, a Japan independent of the US security treaty, and a scenario
that imagines the continuation of the US-Japan security alliance with
greater cooperation between the two parties. As Feder (2002: 120-122; see
also, Lockwood and Lockwood 1993) states, the alternative scenario involves
telling plausible stories about how outcomes that are of interest to
policymakers or scholars might occur; this approach is usually most
effective when done with clearly specified questions that generate
indicators useful for monitoring a situation. Though alternative scenarios
are imaginative exercises, and thus not subject to replication per se,
they can nevertheless be judged based on their 'plausibility'—implying a
kind of reliability by consensus among experts. The CSIS scenarios were
developed through the consensus of members of the Young Leaders program
participants, and thus, represent a fairly authoritative snapshot of what
might happen within the framework of each situation.
In the regional security architecture scenario, cooperation in the region
is described as 'a thick weave of ad hoc arrangements' (vi). By 2030, a
North East Asian Security Forum has developed to deal with the regime
implosion in North Korea. In addition, on the back of the US-Japan alliance,
other networks are created and enhanced (Byun et al 2010). The
scenario works within the logic of liberal institutionalism in that states
in the region agree to the bare minimum institutional arrangement in order
to mitigate uncertainties. However, as these forums are established the
benefits they provide encourages participants to further enmesh themselves
within their frameworks and for the groups to find new purposes for these
organizations as old mandates become obsolete. As other articles that
describe transitions from realist calculations to liberal institutional
logics have also noted (see for example, Suh 2004), consistent interactions
in international forums can create shared interests and identities that
sometimes eclipse the narrow functions of the organizations. I think for
good reasons, the authors deliberately avoid exploring this territory. Even
though the DPJ public materials have openly speculated about an eventual
East Asian Community (see DPJ 2009; Easley et al 2010), it is difficult to
speculate about how exactly historical factors will play into this scenario.
Thus, 'despite growing cooperation and coordination, many of today's
political problems – nationalism, territorial disputes, low levels of trust
– persist' (CSIS 2010: vi). As many of the authors note, policy makers will
want to retain the option of using historical enmities to rally political
support over domestic opposition, even as regional forums lower transaction
costs and help alleviate misunderstandings. For this reason, rivalry between
countries may persist even within interdependence (for more on this concept,
see Buszynski 2009).
The second scenario involves a Japan independent of the US. As the
authors of the report make clear, they consider this the most implausible of
the scenarios. Nevertheless, they see it as productive to think through the
issues that would lead to such a situation. In the authors' estimation, the
most plausible reasons for abrogating the security treaty is some kind of
'big bang' (what I referred to earlier as a 'focal event'), which could
include either a US conflict with China over Taiwan, a clash between Japan
and China over disputed territories, or a North Korean attack on Japan. In
each of these cases, the authors suggest that the alliance could fray when
one or both of the parties' expectations about the level of support from the
other is slighted (a more intensified version, for example, of the first
Gulf War or the North Korea nuclear crisis during the 1990s for example). In
addition, cost sharing issues under economic constraints could also
contribute to the gradual erosion of cooperation and the failure of one or
both parties to meet expectations (Gottwald et al 2010: 9-18).
Interestingly, one of the models that the authors suggest is the US alliance
with New Zealand. In 1984, the US and New Zealand terminated their alliance
when the government of New Zealand forbade US nuclear powered and nuclear
armed ships from entering ports (Gottwald et al 2010: 15). Indeed
such scenarios, where the US military presence is seen as an increasing
hazard to public welfare is extremely plausible, especially to a Japanese
public that is acutely sensitive to such issues. For example, following the
September 11, 2001 attacks on the US, tourism to Okinawa sharply declined as
the presence of US troops was seen as making the island a likely target for
terrorists (Hook and Siddle 2003). The US adoption yet again of a robust
unilateralist stance (in the style of Bush II administration) might put
enormous strains on the Tokyo government to limit Japan's liabilities within
the alliance. In such a context, a renewed political push for an
'independent' Japan might find a more receptive audience.
For the authors of the report, the last scenario 'status
quo plus' is the most likely of the three. As the authors argue, the two
countries share too many of the same interests for the security treaty to
become outmoded—despite realist predictions to the contrary.
The two countries have similar outlooks about dealing
with China, the Korean Peninsula (whether the issue is denuclearization or
managing potential regime collapse in Pyongyang), sea lane security,
humanitarian assistance and disaster relief, and multilateralism. Shared
values also facilitate cooperation. Yet even as bilateral cooperation
expands, this analysis anticipates, like the first scenario, a reduced US
presence in Japan (CSIS 2010: vi)
Again, just as other authors point out, continued
economic stagnation from one or both countries is seen as a factor that
pushes the US and Japan apart, whereas economic prosperity is seen as
something that brings them together. Interestingly, this analysis rejects
easy (neo)realist logics of the prioritization of external security over
internal issues of social welfare. The authors agree that 'a struggling
economy only makes the US more insular' (Cook et al 2010: 24). This same
logic applies to Japan, though with the caveat that domestic economic woes
create contradictory desires to both cheap ride on US extended
deterrence and to avoid getting entangled in US overseas operations. Thus,
the 'realism' that is so often ascribed to Japanese leaders is best
described not as state-centric realism (such as neo-realism), but rather, as
a post-classical realism (Kawasaki 2001) or as a sophisticated realism
sensitive to the logic of individual (i.e. policy maker) political survival
in a system where external threats and domestic expectations regarding
prosperity co-exist and interact in complex ways.
In terms of the evolving rules and norms on the use of
force, many of the writers in this report see at the very least guidelines
for the use of the Japan Self Defense Force being clarified even as the
government attempts to hold onto anti-militarist ideals. The one thing I
would like to add (perhaps stating the obvious) is that the evolving nature
of Japan's use of force will be influenced as much by the exigencies of the
situation as by domestic considerations of identity. This relationship might
be described as dialectic—and I would like to suggest also based on a
particularly Japanese sense of prestige and honor. Thus, shifts in what is
considered the appropriate use of force in the Gulf of Aden in
counter-piracy efforts will be framed by a desire to 'contribute'
(as a model international citizen) as much as by evolving notions of
anti-militarism. While Oros (2008) is correct to argue that Japan's
anti-militarist identity is strong, the desire to demonstrate Japan's
ability to contribute as a global citizen could help this identity evolve
away from prohibitions against collective defense towards alternative
notions of 'restraint.' Future scholars in this area of study, then, would
do well to consider how Japan's self-image is generated through interactions
with global actors to create common conceptions of what is appropriate or
ideal behavior in global society.
Conclusion: The Next Generation of Compelling Subject Matter Questions
What is the next generation of good subject matter questions on Japanese
defense issues? How can we explore these questions in ways that generate new
insights for policy makers? An examination of current and past literature on
the subject suggests some fruitful grounds for inquiry. This exploratory
essay, however, has by no means been exhaustive. The essay has not taken
into account some of the typical issues of defense politics. It has not
touched upon the state of the Japanese defense industry, including issues of
export bans or evolving notions of techno-nationalism; it has not
exhaustively dwelled upon whether Article 9 of the constitution will be
revised; it has not discussed the nuclear issue to any great extent; and it
has not discussed the degree to which defense issues have migrated away from
bureaucracies into politics; nor has it discussed any military contingencies
regarding North Korea. All of these issues are still important—and perhaps
the concept of a 'balance of needs,' elaborated in my discussion above, may
be an appropriate framework for examining these issues (or not). However,
beyond the various sub-themes that remain ripe for exploration there is a
growing consensus that the greatest threat Japan currently faces is from its
own political immobilism within the framework of an increasingly dire
economic situation. Though this threat ostensibly seems beyond the purview
of 'defense,' these issues will weigh heavily on much political decision
making on a range of issues for the foreseeable future. As an exploration of
the three scenarios by CSIS has shown, Japan's ability to secure itself from
external threats through alliance maintenance, soft balancing, as well as
its ability to seek esteem within international society through civilian
contributions could be greatly affected by its inability to manage its
current financial and politic woes. In addition, I have also suggested that
an inability to deal with these issues may in the long term result in a
different Japanese security identity than we have become used to in the
recent past.
Because of the complexity of the issues at hand, I believe that future
analysts of Japanese defense politics will need to adopt a tool box approach
that does not automatically privilege any one theoretical school, but
instead uses realist, liberal, constructivist (including 'securitization')
and game theory insights to inform research (see Katzenstein and Sil 2004;
Katzenstein and Okawara 2004; Carson and Suh 2004). While Carlson and Suh
(2004) have many useful suggestions about how to use these theories—process
tracing to see which theories apply better in which situations; nesting one
theory within another—I suggest a foreign policy-oriented approach that sees
the policy maker as the arbiter of these positions. Taking individual
decision-makers as our fundamental units of analysis would allow us to see
more clearly the way domestic and international threats are balanced against
each other, the way issues of power, efficiency, and identity meet, and the
complex interactions between agents and structures (defined in multiple
ways).
Based on my review of the literature, I would like to suggest these
questions represent a first cut of the next generation of compelling
research questions:
What are the long term consequences of political
immobilism for the security dilemma in the Asia-Pacific region?
What are the special characteristics of competition
within interdependence (especially where issues of prestige are involved)?
What potential forms of 'securitization' of external
threats might help politicians (temporarily?) overcome the influences of
immobilism?
What type of competencies (in domestic affairs, for
example) might help policy makers find a more authoritative voice on
security issues?
Which leaders in the ranks of the DPJ and the LDP have
the patience to wait for and the boldness to seize historical
opportunities?
What forms of micro-politics can potentially create
'nonlinearities' or 'focal events' that change the nature of the political
situation?
What will be the long-term effect of economic
stagnation on security politics?
What is the role of prestige in Japanese defense
politics?
Though these questions at first sight seem not to share a 'foundation' of
the kind often found within theoretical paradigms in international relations
studies, there is nevertheless a coherence that underpins them and the other
insights generated from this essay. Along the lines of the three iron rules
of Japanese politics (compromise, moderate, and seek a sense of balance (Sohma
2010)) and Samuels's (2007) insight that Japanese policy will be neither too
hot nor too cold at any one time (the so-called 'Goldilocks' position), this
essay has worked from an understanding that Japanese pragmatism,
incrementalism, and at times immobilism is based in a recognition of the
uncertain future. Thus, just as Japanese defense politics has evolved out of
a process of 'trials and errors from Japan's search for a new identity and a
place in the world' (Lee 2010: B-8), we as scholars must also be willing to
experiment with new approaches and to probe new ground if we are to
understand the complex dilemmas that drive decision makers in the twenty
first century. By taking complexity seriously within the specific purview of
Japanese defense politics, we may also be able to set an example for the
larger discipline of security and strategic studies more generally.
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Daniel Clausen is currently a PhD student in International Relations at
Florida International University. He is a graduate from the University of
Miami with a BA in English and American Studies. He completed an MA degree
in Strategic Studies from American Public University System-AMU while
teaching English in Japan. His current research focuses on the domestic
political dynamics of Japanese defense policy, Japan’s pursuit of human
security, and the relationship between development aid and conflict.
e-mail the author
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Copyright:
Daniel Clausen.
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